Market Supervision Manager

Bank of America

Market Supervision Manager driving compliance and supporting business strategies within Merrill Wealth Management's market team. Managing regulatory inquiries, ensuring advisor licensing, and coaching advisors on growth.

Posted 5/20/2026full-timeGreensboro • North Carolina • 🇺🇸 United StatesMid-LevelSeniorWebsite

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

financial transactionsrisk managementcompliance monitoringwealth management conceptsfinancial services products

Soft Skills

coachingdecision makingstrategic support

Certifications & Qualifications

SIESeries 7Series 66Series 63Series 65Series 9Series 10Series 8

Industry Keywords

regulatory requirementssupervisory requirementspolicies and procedures

About the role

Key responsibilities & impact

Manage delegated compliance, administrative and business functions related to the Merrill Wealth Management Market Executive's overall managerial responsibilities
Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk
Coach advisors in supporting the company strategy and continuing to grow their businesses

Requirements

What you’ll need

Currently hold SIE, Series 7 AND Series 66 (or Series 63 AND Series 65), Series 9 AND Series 10 (or Series 8) or equivalent licenses
Minimum of 5+ years professional experience
Proven ability to manage risk, make sound decisions by having a deep understanding of industry regulations, supervisory requirements, policies/procedures, wealth management concepts, and financial services products

Benefits

Comp & perks

In-office culture with appropriate flexibility
Commitment to diversity