Compliance Advisor – Regulatory Change Management

skillventory - A Leading Talent Research Firm

Compliance Advisor supporting regulatory change management at Fidelity Investments. Collaborating across teams to ensure regulatory developments are managed effectively and accurately.

Posted 6/10/2026full-timeSmithfield • Rhode Island, Texas • 🇺🇸 United StatesMid-LevelSeniorWebsite

ATS Keywords

Tailor your resume

Applicant Tracking System Keywords

Tip: use these terms in your resume and cover letter to boost ATS matches.

Hard Skills

regulatory intaketriage rulesregulatory updatesdata accuracystructured dataregulatory monitoringcompliance processesdisposition decisionsmetrics reportingimpact assessments

Soft Skills

analytical skillsorganizational skillsattention to detailcollaboration skillswritten communicationverbal communicationability to manage prioritiesability to translate informationactionable insightscoordination skills

Tools & Technologies

GRC platformsArcher

Industry Keywords

FINRASECregulatory frameworksfinancial servicesregulated environmentenforcement actionsexam activityregulatory changecompliancerisk management

About the role

Key responsibilities & impact

Work within a dedicated team to execute regulatory intake and triage rules, guidance, enforcement actions, and exam activity across multiple rulebooks (e.g. FINRA, SEC, etc.).
Assess applicability and document clear disposition decisions (in-scope, out-of-scope, monitor).
Summarize regulatory updates into concise, actionable insights for stakeholders.
Maintain and enhance the regulatory rules inventory with a focus on data accuracy, completeness, and consistency.
Support workflow execution, tracking, and status visibility across regulatory change activities.
Partner across Compliance, Legal, Risk, Technology, and business SMEs to support coordination of impact assessments.
Support reporting and metrics to improve enterprise visibility into regulatory change.
Identify trends and themes in regulatory developments and escalate as appropriate.

Requirements

What you’ll need

Bachelor’s degree or equivalent, with 3–5 years of relevant experience.
Familiarity with SEC, FINRA, or similar regulatory frameworks, including rules, guidance, enforcement actions, and exam activity.
Experience maintaining structured data, inventories, or records.
Experience supporting regulatory monitoring, intake, or triage activities in a financial services or regulated environment.
Experience with compliance processes or GRC platforms (e.g., Archer) is a plus.
Ability to assess applicability and document clear, structured disposition decisions.
Strong analytical and organizational skills with attention to detail.
Ability to translate complex regulatory information into clear, actionable summaries.
Strong collaboration skills in a matrixed environment.
Strong written and verbal communication skills.
Ability to manage multiple priorities and deliver high-quality work.

Benefits

Comp & perks

None specified 📊 Check your resume score for this job Improve your chances of getting an interview by checking your resume score before you apply. Check Resume Score