Director – Supervisory Analyst, Research

Supervisory Analyst ensuring compliance of global research products at TD Securities. Reviewing materials for public release and liaising with research analysts for quality checks.

Posted 7/6/2026full-timeRemote • 🇸🇬 SingaporeLeadWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates expertise in reviewing and validating research reports for compliance with FINRA and CIRO regulations, ensuring clarity and accuracy in financial presentations. Proficient in using BlueMatrix for research publishing and skilled in managing multiple projects under tight deadlines.

Highest-signal resume keywords

Supervisory Analyst ExperienceCIRO ProficiencyResearch Report ReviewBlueMatrix Publishing SystemEditing And Proofreading Skills

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Research ComplianceFinancial AnalysisEquity Research ReviewMacroeconomic Research ReviewAttention To Detail

Soft Skills

Excellent Communication SkillsHighly OrganizedAbility To Work Under Pressure

Tools & Technologies

Microsoft WordMicrosoft PowerPointMicrosoft ExcelBlueMatrix

Certifications & Qualifications

Bachelor's DegreeCIRO-recognized Proficiency

Industry Keywords

FINRA ComplianceCIRO RegulationsInvestment ThesisResearch PresentationRegulatory Requirements

About the role

Key responsibilities & impact

Provides a high-quality and timely review of all products across the global research platform
Ensures that all research is compliant with FINRA, CIRO, and jurisdictional rules and regulations and company policies and procedures
Reviews all research intended for the public, including but not limited to notes, reports, marketing presentations, invitations, videos, and podcasts
Ensures timely release of all research
Confirms the investment thesis and valuation of an equity security are clearly presented, justifiable, and form a reasonable basis for the rating
Ensures that research reports are balanced in their language and presentation, with risks to the investment properly conveyed
Validates that financial figures and estimates are applicable to the report and are properly updated throughout
Ensures proper company and other disclosures are present in reports and adhere to regulatory requirements
Determines that information presented is publicly available and appropriately attributed
Functions as a proficient user of the firm’s research publishing system (BlueMatrix) to confirm research reports are properly scheduled and distributed to clients
Liaises with research analysts to address language, regulatory concerns, numerical inconsistencies, and issues with logic and clarity

Requirements

What you’ll need

Minimum 5+ years of experience as a Supervisory Analyst at a securities firm
Ability to commit to specified working hours
Bachelor’s Degree
Holds, or is willing to obtain within six months, CIRO-recognized proficiency for research approval (e.g., valid PDO under current CIRO transition and expiry rules, or new CIRO Supervisor Exam)
Experience reviewing both equity and macro research an asset
Ability to prioritize and work on multiple projects while working under tight deadline pressure
Strong editing and proofreading skills
Highly organized approach to work with a meticulous attention to detail, especially during busy periods
Excellent verbal and written communication skills
Knowledge of Microsoft Word, PowerPoint, and Excel
Experience with BlueMatrix publishing system preferred
Conservative mindset when reviewing materials from a compliance, regulatory, and reputational perspective

Benefits

Comp & perks

Medical coverage
Paid time off
Career development
Reward and recognition programs