TIAA

Financial Planning and Analysis

• Provides sales support via handling incoming calls and questions from the Advisory Teams in the field.
• Engages in proactive wholesaling activities including outbound calls, Director Team calls, and Regional meetings.
• Drives product awareness and adoption in the field.
• Supports distribution channel initiatives and finds ways to add value to their process.
• Participates in pipeline management activities in partnership with the Integrated Solutions Director (ISD).
• Partners with field leaders to provide sales support, team training and share best practices.
• Facilitates training and drive product awareness and adoption.
• May travel in assigned region to participate and present in group meetings and training sessions.

Managed Accounts Investment Services Specialist

Consultant

• Proactively call on financial advisors to educate them on Wealth's Managed Accounts investment solutions
• Collaborate with team members and leadership to ensure delivery of exceptional services
• Deliver compelling product presentations and education sessions

Account Consultant

Legal Assistant

• Assisting with corporate governance matters
• Drafting, filing and managing various business entity documents
• Preparing and tracking NDAs and other agreements
• Managing, updating and maintaining a set of legal document templates
• Reviewing and abstracting due diligence for transactions
• Preparing documents for loan closings as requested
• Assisting with post-closing matters such as loan abstracts, asset assignments and amendments
• Managing on-line files and paper files

Research Analyst

• Conduct detailed research to identify and verify beneficiaries on deceased individuals' accounts
• Evaluate beneficiary eligibility including reviewing documents for compliance with legal standards such as ERISA where applicable
• Document research findings and maintain detailed records of all interactions and determinations in relevant systems
• Assist in the resolution of complex cases by working with legal and compliance teams as needed
• Process fund transfers from decedent accounts to beneficiary accounts in compliance with legal and regulatory requirements

Research Specialist

Manager

• Overseeing investment portfolios and delivering personalized advice to high net worth clients
• Maintaining accurate records and documentation for audits and client reporting
• Evaluating the performance of investment portfolios
• Supporting business development and client retention initiatives

Portfolio Manager

Compliance

• Ensure the best interests of institutional clients and internal business partners in accordance with plan documents and legal requirements
• Review plan documents and resolve complex operational and regulatory compliance issues relating to defined contribution retirement plans
• Consult with internal business partners and clients on how best to attain plan objectives while maintaining plans' qualified status
• Analyze and interpret new laws and regulations to determine client and operational impacts
• Deliver consultative services for the most complex plans, primarily for the organization's most influential clients
• Conduct analysis of options available if an operational error is discovered on the plan
• Analyze the impact of new regulations and legislation on client plan needs and operational processes

Senior Lead, Document Compliance

Director

• Leads the growth and retention of Nuveen’s Real Estate assets across institutional channels and consultants
• Conducts detailed discussions on real estate and on the full range of Nuveen real estate strategies and products
• Serves as an expert point of contact for investment-related questions
• Stays current on industry developments and Nuveen products
• Provides creative product and solutions ideas based on investor and client needs
• Leverages internal resources to drive business activity
• Provides feedback from investors and clients to inform new products and opportunities

Senior Director, Real Estate Distribution

• Prepares timely and accurate GAAP work papers and supporting schedules
• Prepares investor reporting, including financial statements and capital statements
• Monitors product budgets and prepare accruals and payment requests
• Prepares capital calls, distributions, and fund rebalancing
• Calculates performance returns and fees payable
• Supports the annual audit process, examinations, and ad hoc inquiries
• Collaborates with fund administrators and custodians

Senior Investment Accountant – Private Funds Finance

Analyst

• Support Industrial team in oversight of financial, operational, leasing and capital matters for the national industrial portfolio and individual fund mandates
• Prepare and execute the analysis of leasing transaction economics to support decision-making process of Industrial Asset Managers
• Management and oversight of Argus Enterprise files and analyses reflecting the ongoing financial operating activity of individual industrial assets
• Participate in the timely production of reports that keep Industrial Asset Managers, Clients and Executive Leadership team members apprised of changes in property fundamentals, portfolio performance and competitive positioning
• Support Industrial team in the preparation of annual asset plans, operating budgets and capital budgets as well as monitor actual performance against these budgets throughout the year
• Assist in the production of annual sell/hold assessments and assist in presenting recommendations to Portfolio Management and third party investors
• Coordinate on a quarterly basis with internal and third party appraisers
• Coordinate weekly with third party services providers including property management, property accounting, leasing legal and leasing teams
• Coordinate daily with middle office for third party management, acquisition on-boarding and disposition off-boarding

Analyst, RE Asset Management

• Partner with Wealth Management Advisors in delivering client service
• Support high-net worth clients in achieving financial goals
• Manage a book of assigned clients and support financial plan implementations
• Communicate clearly and succinctly utilizing interpersonal skills
• Manage time and resources to provide value to clients

Client Relationship Consultant

Content Marketing Manager

• Collaborates with CPM teammates to write, review and/or edit a range of Nuveen thought leadership and other investment-related content
• Ensures editorial quality, consistency of messaging and maintenance of Nuveen brand guidelines
• Writes, edits and/or reviews economic, market and asset class-specific pieces
• Provides direct editorial support to Nuveen CIO’s social media and Global Investment Committee (GIC)
• Liaises with Marketing and/or Compliance as needed to ensure successful content outcomes
• Performs editorial/logistical/project support as assigned

Client Portfolio Manager, Content

Client Services Representative

• Assist in the coordination of client transitions activity (i.e. onboarding, off boarding)
• Support the coordination of account maintenance activities (e.g., amendments to account name, fee schedules, benchmarks, client agreements, etc.)
• Help manage client communications to ensure timely and proactive updates are provided
• Participate in relevant projects across the department

Client Service Associate

Financial Crime

• Design and deploy data driven solutions for AML and Fraud detection using Python, SQL, etc.
• Lead transaction segmentation, rule tuning and KPI framework development
• Collaborate cross functionally with compliance and tech teams to enhance monitoring systems and drive risk insights

Sanctions Compliance Associate

• Monitor and analyze enterprise-wide equity positions
• Maintain daily reports and applications to monitor reportable positions
• Determine holdings database data integrity and interface with IT and data management
• Document and monitor data exceptions
• Gather data to prepare Ad Hoc Non-U.S. Large Shareholder disclosures
• Monitor affiliate intra-day trading activity in reportable securities
• Monitor and update daily UK and Irish Takeover Panel Disclosure Lists
• Conduct analyses on issuer poison pills, regulated industries and state statutes
• Develop and maintain various holdings data spreadsheets and present to leadership for internal review
• Review holdings on restriction/limited capacity reports
• Assist leadership with special projects
• Gather data to provide timely and accurate research for escalated exceptions to the OMR manager
• Prepare Ad Hoc, Monthly, Quarterly and Annual regulatory disclosures
• Maintain an up-to-date foreign regulations and industry rules matrix
• Accurate and timely completion of reports, projects and initiatives as required
• Compile and distribute required reporting: ad hoc, monthly, quarterly and annual requests

Senior Compliance Officer

• Undertake reviews and analysis across the portfolio for Market Risk
• Undertake development or validation on classic quantitative models (investment risk, VaR, product pricing, etc)
• Work with Risk Data Analytics and Infrastructure team to build and enhance risk analytics systems, processes, reports to support the Enterprise Risk team at TIAA