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Risk Advisor, Business Assurance – Controls
VanguardRisk Advisor focused on risk management in wealth management for Vanguard. Collaborating with business leaders and Compliance to enhance risk strategies and control effectiveness.
Posted 6/4/2026full-timeMalvern • North Carolina, Pennsylvania • 🇺🇸 United StatesMid-LevelSeniorWebsite
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
risk managementcontrolscomplianceoperational riskrisk assessmentsissue managementcontrol evaluationgovernancedata analysisroot cause analysis
Soft Skills
communicationanalytical skills
Industry Keywords
wealth managementadvisorybrokeragefinancial servicesrisk mitigation strategiesrisk metricsdecision-makingcontrol designremediationbusiness processes
About the role
Key responsibilities & impact- Identify and assess risks across advisory products, client interactions, and business processes
- Partner with business leaders to develop practical, business-aligned risk mitigation strategies
- Evaluate and enhance control design and effectiveness to improve risk outcomes
- Perform root cause analysis and support remediation of risk events and control gaps
- Leverage data and risk metrics to identify trends and inform decision-making
- Support key risk management practices including risk assessments, issue management, and governance routines
- Partner with the business to evaluate risk in new initiatives and process changes
- Act as a liaison across business, Compliance, Risk, and Audit to drive aligned solutions
Requirements
What you’ll need- Typically 5–10 years of experience in risk management, controls, compliance, or operational risk
- Experience supporting wealth management, advisory, brokerage, or financial services businesses preferred
- Experience with risk assessments, issue management, control evaluation, or governance preferred
- Experience leveraging risk metrics or reporting strongly preferred
- Undergraduate degree required; advanced degree preferred
- Strong communication and analytical skills.
Benefits
Comp & perks- Health insurance
- Flexible working hours
- Professional development opportunities