FREE ACCESS
5,000–10,000 jobs/day
See all jobs on JobTailor
Search thousands of fresh jobs every day.
Discover
- Fresh listings
- Fast filters
- No subscription required
Create a free account and start exploring right away.
ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
internal auditingregulatory compliancerisk managementcontrol testingaudit programfinancial servicesprocess facilitationproject managementanalytical skillsbusiness acumen
Soft Skills
critical thinkingability to manage multiple taskspresentation skillsinterpersonal skillswritten communicationverbal communicationcoachingcredibilitycollaborationproblem-solving
Tools & Technologies
Microsoft Officeword processing softwarespreadsheetsdatabasespresentation software
Certifications & Qualifications
professional certifications
Industry Keywords
Consumer complianceregulatory trendsaudit engagementscontrol designlines of defensecompliance risksbusiness processesaudit standardsrisk/compliance/audit competenciesfinancial regulations
About the role
Key responsibilities & impact- Supports the Corporate Audit Services (CAS) Compliance team by executing audit engagements to assess business processes, identify key compliance risks and controls, and evaluate control design and effectiveness.
- Performs or oversees control testing and documenting results in accordance with internal audit standards.
- Partners with Lines of Business and RCA stakeholders to strengthen risk management practices and ensure compliance with applicable laws and regulations.
- Identifies control gaps, recommends mitigation strategies, escalates risks as appropriate, and serves as a liaison across the Lines of Defense.
- Assists the audit team management in planning audit engagements.
- Performs or supervises staff auditors in the testing of controls based on audit program directions.
- Drafts audit issues under the supervision of the audit team management.
- Assists the audit team management in the reporting and wrap-up phases of audits.
- Applies insights and guidance gained through coaching.
- Performs other duties as requested by management.
Requirements
What you’ll need- Bachelor's degree, or equivalent work experience
- Five to seven years of applicable experience
- Consumer compliance or regulatory compliance is highly preferred
- Bachelor’s degree (preferably in Accounting, Finance, Management Information Systems [MIS])
- Five or more years of experience in internal auditing, public accounting, or other relevant experience
- Strong critical thinking and analytical skills
- Ability to manage multiple tasks and deadlines simultaneously
- Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
- Advanced understanding of the business line's operations, products/services, systems, and associated risks/controls
- Advanced knowledge of Risk/Compliance/Audit competencies
- Strong process facilitation, project management, and analytical skills
- Must possess business acumen and credibility to help business line(s) proactively identify and address changing workforce needs
- Excellent presentation, interpersonal, written and verbal communication skills
- Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
- Applicable professional certifications preferred
Benefits
Comp & perks- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law