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ATS Keywords
Tailor your resumeApplicant Tracking System Keywords
Tip: use these terms in your resume and cover letter to boost ATS matches.
Hard Skills
risk assessmentdata analysisdata quality managementrisk reportingevent categorizationroot cause analysisregulatory complianceproject managementprocess facilitationaudit competencies
Soft Skills
analytical skillspresentation skillsinterpersonal skillswritten communicationverbal communicationrelationship buildingnegotiation skillscollaborationstakeholder engagementtimeliness
Tools & Technologies
Microsoft Officeword processing softwarespreadsheetsdatabasespresentation software
Certifications & Qualifications
professional certifications
Industry Keywords
financial servicesregulatory trendsbusiness operationsrisk controlsrisk management
About the role
Key responsibilities & impact- Identify, collect, and record risk events and related data within internal risk systems
- Maintain event and risk data, ensuring accuracy and completeness, including clear descriptions, appropriate categorization, and documented root cause where applicable
- Review system-generated data and determine whether updates, aggregation, or additional details are required
- Perform regular monitoring and review of risk events to ensure data quality and completeness
- Support preparation of risk reporting for internal risk and business reviews
- Monitor risk events to ensure timely escalation in accordance with established criteria; partner with stakeholders to gather information and validate event details
- Prepare summaries and materials for risk escalations, including key event details, impacts, and remediation actions
- Support communication of significant risk events to senior stakeholders
- Maintain documentation supporting escalation decisions and audit requirements
- Support and coordinate risk assessment and analysis activities for significant risk events
- Facilitate collaboration across business and risk teams during analysis efforts
- Track timelines and ensure completion of required documentation
Requirements
What you’ll need- Bachelor's degree, or equivalent work experience
- Typically more than six years of applicable experience
- Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business
- Considerable understanding of the business line's operations, products/services, systems, and associated risks/controls
- Thorough knowledge of Risk/Compliance/Audit competencies
- Strong analytical, process facilitation and project management skills
- Effective presentation, interpersonal, written and verbal communication skills
- Effective relationship building and negotiation skills
- Proficient computer navigation skills using a variety of software packages, including Microsoft Office applications and word processing, spreadsheets, databases, and presentations
- Applicable professional certifications
Benefits
Comp & perks- Healthcare (medical, dental, vision)
- Basic term and optional term life insurance
- Short-term and long-term disability
- Pregnancy disability and parental leave
- 401(k) and employer-funded retirement plan
- Paid vacation (from two to five weeks depending on salary grade and tenure)
- Up to 11 paid holiday opportunities
- Adoption assistance
- Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law