Technology Risk Manager – Sales and Trading Technologies

U.S. Bank

Technology Risk Manager responsible for consulting on risks and compliance in Sales and Trading Technologies at U.S. Bank.

Posted 7/2/2026full-timeCharlotte • New York, North Carolina • 🇺🇸 United StatesSeniorLead💰 $126,820 - $149,200 per yearWebsite

Core Competencies

Role fit

Core Competencies

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Demonstrates extensive experience in Risk Management, Compliance, and Advisory roles, with a strong focus on Agile Development, Data Management, and Regulatory Compliance. Proficient in evaluating risks, designing control environments, and providing actionable insights to drive strategic outcomes.

Highest-signal resume keywords

Risk ManagementAgile DevelopmentData Management FrameworksRegulatory ComplianceSales & Trading Technology

ATS Keywords

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Applicant Tracking System Keywords

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Hard Skills

Risk AssessmentControl Environment DesignData AnalysisProcess Re-engineeringCompliance EvaluationProject ManagementTechnical Knowledge of Agile FrameworksTechnical Knowledge of Data ProductsFinancial Services RegulationsAudit Competencies

Soft Skills

Interpersonal SkillsPresentation SkillsWritten CommunicationVerbal CommunicationProblem-Solving Skills

Tools & Technologies

ServiceNowMicrosoft PurviewCollibraMicrosoft OfficePublic Cloud Applications

Certifications & Qualifications

CRISCITILCISSPCGEIT

Industry Keywords

Sales & TradingGlobal Systemically Important BankFINRASECCFTC

Tech Stack

Tools & technologies

CloudSDLCServiceNow

About the role

Key responsibilities & impact

Consult control owners and leaders about the risk profile of their portfolios of processes and applications.
Serve as a trusted risk advisor to aligned Technology and Digital leaders.
Identify and address risks before they impact objectives.
Oversee and enable the aligned Technology/Digital team’s compliance with existing and new requirements.
Evaluate and consult on the risks associated with strategic priorities or major programs and projects.
Provide actionable information to help prioritize risk-mitigation actions across the portfolio of platforms/applications managed by the leader.
Design and enhance effective control environments for products and services.
Simplify the existing control environment using process/control re-engineering and automation.
Respond to unexpected events and findings.
Identify, monitor, and report on processes, risks, and controls within risk appetite.
Influence risk-based outcomes within the group’s portfolios.
Provide guidance on how to effectively achieve and sustain compliance with regulatory, industry and contractual obligations, as well as information security policies and practices.
Collaborate to drive strategic outcomes for the good of the overall team.
Consult on strategic initiatives that are defined by the product area owner; ensure risks are appropriately documented, reported, and escalated.
Provide advisory and implementation support in the development of management responses to manage associated risk.
Perform risk assessments to evaluate compliance with existing policies and procedures and to accurately identify risks and drive remediation processes to ensure that compliance and security gaps are addressed.
Use data analysis to help aligned Program Leaders develop proactive and anticipatory approaches to risk management.
Support aligned Technology/Digital team in demonstrating evidence of control effectiveness and identify and escalate control gaps in a timely manner.
Deliver targeted and actionable risk reporting across various leadership levels.
Serve as a functional liaison between the Business Line and second and third lines of defense.

Requirements

What you’ll need

Typically more than 10 years of applicable experience.
Bachelor's degree, or equivalent work experience.
Demonstrated skills in Sales & Trading Technology, Technology and Digital Risk Management and Agile Development and Deployment (PDLC/SDLC).
Technical knowledge of Agile frameworks and product management practices and data management frameworks, industry standards, processes, principles, and best practices.
Technical knowledge of data products, e.g. ServiceNow, Microsoft Purview, Collibra, etc. and applications in a public cloud, infrastructure as a service, environment.
Experience with Sales & Trading products ideally at a Global Systemically Important Bank (GSIB).
Advanced knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assigned line of business, specifically FINRA, SEC, and CFTC.
Advanced understanding of the business line’s operations, products/services, systems, and associated risks/controls.
Thorough knowledge of Risk/Compliance/Audit competencies.
Strong management skills of processes, projects and people.
Excellent presentation, interpersonal, written, and verbal communication skills.
Strong analytical, problem-solving and negotiation skills.
Proficient computer skills, especially Microsoft Office applications.
Applicable professional certifications, e.g., CRISC, ITIL, CISSP, CGEIT, etc.

Benefits

Comp & perks

Healthcare (medical, dental, vision)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
Paid vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 paid holiday opportunities
Adoption assistance
Sick and Safe Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law