Compliance

• Planning and overseeing independent Compliance testing
• Providing subject matter expertise on Compliance controls/processes
• Executing independent testing as applicable
• Leading all phases of assigned testing or validation engagement

Compliance Testing Manager – Wealth

Research Analyst

• Provides market research support in compiling and publishing high quality, comprehensive analysis and research on individual corporations, industries, financial markets, and economic developments as assigned
• Compiles, analyzes, and evaluates data, conducting modeling on multiple data inputs related to assigned: companies/industries and/or financial markets and economic analysis research reports
• Assists in the development of valuation tools and provides advice to institutional clients
• Assists in the preparation of forecasting models
• Maintains and enhances financial models and databases
• Works closely with senior research leads on ongoing publication of research reports

Equity Research Associate – Clean Energy

Financial Crime

• Leads and develops a team of professionals who provide oversight and expert regulatory guidance to specialized domains of TD's KYC programs
• Manages a team of analysts to perform job functions in line with policies, standards, procedures, and job aids
• Ensures timely execution of client due diligence reviews using a risk-based approach to align with policy and regulatory requirements
• Suggests process improvements to drive better results from efficiency, accuracy, or quality of work product

Team Manager, KYC

Designer

• Lead the creation of a comprehensive end-to-end detailed solution with overall accountability for the technical design and delivery of the System Design Specification (SDS)
• Provide technical expertise and guidance in a lead capacity
• Expert knowledge of the business, processes, procedures, and relevant technology areas (e.g., Architecture, Infrastructure, Security)
• Act as the primary subject matter expert and consult with clients/project teams on research, analysis, design, and testing of technical solutions
• Mentor and monitor the work of others
• Provide technical insight and recommendations to the business and/or outside vendors

IT Solutions Design Specialist

Financial Planning and Analysis

• financial analysis and modeling
• managing a team
• preparing client presentations and interacting with senior bankers and clients
• researching and analyzing clients' financial situations, industry and market data, and mergers and acquisition opportunities
• valuing private and public companies
• performing complex financial and M&A modeling
• preparing external client proposals and internal underwriting memos
• assisting with client negotiations and documentation
• providing structure, transactional and marketing support at a professional and subject matter expert level to support senior team members as required

Associate, Investment Banking – Software

Data Analyst

• Independently assess the design, performance, and implementation of forecasting and stress testing models
• Evaluate model methodology, assumptions, and design for conceptual soundness
• Assess the quality and appropriateness of model development data and construction
• Conduct testing to evaluate model performance under various scenarios
• Verify model implementation accuracy and assess performance monitoring frameworks
• Provide independent challenge to model developers and track issues through resolution
• Prepare validation reports and communicate findings to stakeholders
• Perform periodic validations to ensure model suitability and identify emerging risks

Senior Quantitative Analyst – PPNR Model Validation

Engineer

• Develops and maintains technical solutions that adhere to engineering and architectural design principles
• Provides technical expertise with a focus on efficiency, reliability, scalability, and security
• Includes planning, evaluating, recommending, designing, operationalizing, and supporting solutions in compliance with enterprise and industry standards

Oracle Application DBA – Engineer I

Analyst

• Conducting in-depth industry and financial analysis of existing and potential borrowers
• Comprehensive underwriting for both new and existing clients
• Monitoring financial covenants and interim trends
• Collaborating closely to support the Lending and Credit functions within the Bank
• Analyzing financial statements and assessing credit risk
• Participating in Customer meetings for detailed inquiries
• Preparing insightful and timely approval memorandums

Credit Analyst III – Regional Commercial Banking

Community Manager

• Identifies, develops and maintains a quality network of community-based organizations, Realtors, and local state/government agencies
• Takes residential mortgage loan applications and communicates underwriting decisions
• Increases mortgage loan volume, focusing on CRA, low-and moderate-income, and multicultural borrowers
• Researches organizations and agencies within assigned geographic area
• Establishes relationships with nonprofit organizations, realtors, and housing offices to generate referrals
• Represents the bank in community-based meetings and initiatives
• Explains variety of mortgage products and services available
• Guides customers through the mortgage application process
• Communicates regularly with customers, underwriters, and others to ensure application process proceeds as planned
• Sells and originates residential mortgage loans according to established policies

Community Mortgage Loan Officer

• Identify, develop and maintain a quality network of community-based organizations, Realtors, and local state/government agencies for mortgage lending opportunities
• Take residential mortgage loan applications and communicate underwriting decisions
• Increase mortgage loan volume focusing on multiple customer segments
• Research organizations within assigned geographic area providing services to low and moderate-income persons
• Establish relationships with nonprofit organizations, realtors, state and local housing offices
• Represent the bank in community-based meetings and initiatives
• Explain variety of mortgage products and services available
• Guide customers through the mortgage application process
• Communicates regularly with customers to ensure application process proceeds as planned

• Develop, implement, and coordinate the Compliance Oversight program
• Evaluate program design elements, analyze Risk Owner testing and monitoring routines
• Collaborate with colleagues globally to evaluate and coordinate with Risk Owners
• Monitor and communicate program effectiveness to stakeholders and senior management

Senior Compliance Officer – Compliance Oversight Program

Business Analyst

• Lead, analyze, document, and manage business requirements throughout the lifecycle of an initiative in alignment with the business needs and strategies
• Ensure business processes/systems impacted by requirements are analyzed and the acceptance criteria clearly demonstrates the changes to business process/systems to meet customer needs
• Work with Change Management to assess and ensure that customer and employee experience/stakeholder impacts are appropriately identified and managed

Senior Business Analyst

• Conduct analysis of transactional activity to identify risks, trends, and potential suspicious activity
• Determine whether further investigation is required
• Prioritize and manage own workload to meet service level requirements
• Protect the interests of the organization – identify and manage risks
• Be knowledgeable of practices and procedures within own area of responsibility
• Act as a key resource/specialist owner or representative by providing technical subject matter expertise
• Contribute to operational efficiencies and improvements
• Ensure necessary due diligence to support accuracy of all transactions/activities

AML Financial Crime Risk Investigative Analyst

Operations

• Enable clients in TD Securities book of record systems to facilitate trading and settlement
• Own and manage business as usual processes associated with these systems
• Act as an SME for Client Static and SSI Data across multiple TDS Platforms
• Lead daily operational tasks, ensuring timely and accurate data validation, data entry, reconciliation, and reporting
• Understand and maintain automated solutions and bulk data setup capabilities
• Analyze and resolve exceptions from various reconciliation processes and automations
• Achieve an exceptional standard of error free processing by ensuring accurate inputting of data
• Respond and resolve customers' concerns using standard procedures
• Collaborate with internal stakeholders to review trade settlements, client reporting, and compliance activities
• Act as a first line of support for the team with Audit and Risk Review activities
• Play a key role in identifying and resolving operational risks through careful data analysis
• Continuously identify and implement improvements in existing processes
• Act as a lead for testing, verification, and implementation of system updates and enhancements
• Undertake project tasks as required and ensuring project deadlines are met
• Help build a positive, diverse and equitable work environment by promoting team effectiveness

TDS Operations Analyst II

Systems Engineer

• Work with various stakeholders to elicit and document technical requirements and take them to end 2 end execution
• Works independently as the senior or lead business analyst and coaches and guides members within area of expertise
• Leads the Requirements Management for moderate to high complexity/risk initiatives
• Possesses discipline, rigor skills and subject matter knowledge to the requirements elaboration and validation process
• Supports the identification, maintenance and reporting of traceability of requirements
• Can drive signoffs on requirements , functional design and data mappings
• Ensure vendor solutions meet contractual , regulatory and business expectations
• Effectively communicate with Senior business stakeholders , Product owners and leadership
• Act as primary liaison between internal teams and vendors

Compliance Testing Manager – Wealth

Equity Research Associate – Clean Energy

Team Manager, KYC

IT Solutions Design Specialist

Associate, Investment Banking – Software

Senior Quantitative Analyst – PPNR Model Validation

Oracle Application DBA – Engineer I

Credit Analyst III – Regional Commercial Banking

Community Mortgage Loan Officer

Community Mortgage Loan Officer

Senior Compliance Officer – Compliance Oversight Program

Senior Business Analyst

AML Financial Crime Risk Investigative Analyst

TDS Operations Analyst II

Senior Business Systems Analyst, Guidewire